-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0sZS8056Qdh4I8DpLkbhoYqFzyKesxXB9FwkIkCII2Y2XzowrobBEfH2LZfpZoQ Vmb465GnO2QqU4mpsn4CLA== 0000899140-98-000013.txt : 19980113 0000899140-98-000013.hdr.sgml : 19980113 ACCESSION NUMBER: 0000899140-98-000013 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980112 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRICO MARINE SERVICES INC CENTRAL INDEX KEY: 0000921549 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 721252405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-49411 FILM NUMBER: 98505055 BUSINESS ADDRESS: STREET 1: 250 NORTH AMERICAN COURT CITY: HOUMA STATE: LA ZIP: 70363 BUSINESS PHONE: 5048513833 MAIL ADDRESS: STREET 1: P.O. BOX 2468 CITY: HOUMA STATE: LA ZIP: 70361 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BACON LOUIS M CENTRAL INDEX KEY: 0001051290 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1251 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127827325 MAIL ADDRESS: STREET 1: 1251 AVE OF THE AMERICAS STREET 2: MOORE CAPITAL MANAGEMENT INC CITY: NEW YORK STATE: NY ZIP: 10020 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) TRICO MARINE SERVICES, INC. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 8961061010 (CUSIP Number) Stephen R. Nelson, Esq. Moore Capital Management, Inc. 1251 Avenue of the Americas New York, New York 10020 (212) 782-7102 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 5, 1997 (Date of Event which Requires Filing this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. SCHEDULE 13D CUSIP No. 896106101 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Louis M. Bacon 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not Applicable a[ ] b[ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS* OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] 6.. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 7. SOLE VOTING POWER None 8. SHARED VOTING POWER NUMBER OF SHARES 922,900 BENEFICIALLY OWNED BY EACH 9. SOLE DISPOSITIVE POWER REPORTING PERSON None WITH 10. SHARED DISPOSITIVE POWER 922,900 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 922,900 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.7% 14. TYPE OF REPORTING PERSON* IN, IA 2 This statement amends and supplements the information set forth in the Schedule 13D (the "Schedule 13D") filed by the Reporting Person (as defined therein) with the Securities and Exchange Commission on December 12, 1997, and constitutes Amendment No. 1 to the Schedule 13D. Capitalized terms used herein without definition shall have the meaning assigned to such terms in the Schedule 13D. Item 5. Interest in Securities of the Issuer Item 5 is revised and amended in its entirety as set forth below. (a)-(b) On the date of this Statement, Mr. Bacon is deemed to have beneficial ownership for purposes of Section 13(d) of the Securities Exchange Act of 1934 of 922,900 shares of Common Stock by virtue of his control of MCM and MCA. Such shares represent 4.7% of the issued and outstanding shares of Common Stock. Also by virtue of his control of MCM and MCA, Mr. Bacon is deemed to share voting power and dispositive power over the shares of Common Stock held by MGI and RIS. The percentages used herein are calculated based upon the 19,683,566 Common Shares stated to be issued and outstanding as of December 3, 1997, as reflected in the Company's Prospectus dated December 3, 1997 included as part of the Company's Registration Statement on Form S-3 (File No. 333-39597). (c) On December 4, 1997, MGI and RIS purchased from the Company in a registered offering 820,000 and 180,000 shares 3 of Common Stock, respectively, at a price per share of $28.00. On January 5, 6, and 7, 1998, respectively, MGI and RIS sold, in the aggregate, 19,000, 33,100 and 25,000 shares of the Common Stock held by them in open market transactions. Such transactions were the only transactions effected by the Reporting Person with respect to the Common Stock within the 60 days prior to January 8, 1998. (d) The shareholders of MGI and the partners of RIS have the right to participate in the receipt of dividends from, or proceeds from the sale of, the Common Stock held for the account of MGI and RIS, respectively. (e) The Reporting Person ceased to be the beneficial owner of more than five percent of the Common Stock on January 5, 1998. Item 7. Material to be Filed as Exhibits The Power of Attorney dated November 28, 1997 granted by Louis M. Bacon in favor of M. Elaine Crocker, Kevin F. Shannon and Stephen R. Nelson, filed as Exhibit A to the Schedule 13D is hereby incorporated by reference. 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 9, 1998 Louis M. Bacon By: /s/ Stephen R. Nelson Name: Stephen R. Nelson Title: Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----